What’s the role?

We are currently looking for a strong equities compliance lead to join HSBC in Kowloon, to offer guidance and direction for Hong Kong based equities.

Your day-to-day activities

  • Facilitate the risk management of compliance and regulatory risks related to equities.
  • Advise equities management of the impact on the business of applicable laws, rules and regulations.
  • Ensure consistency in the provision of regulatory compliance guidance across various equities desks.
  • Escalate all material breaches or potential breaches of regulations as soon as practicable to markets regulatory compliance and equities management.
  • Represent compliance on a number of internal committees opining and providing justification and guidance on regulatory issues.
  • Analyse stakeholder goals vs regulatory requirements and effectively manage their expectations, addressing any misalignment.
  • Work collaboratively across peer group and organisation.
  • Advise the business on the introduction of new products and services.

Skills & Experience required:

  • Strong team leader and mentor experience.
  • Existing experience of working in a compliance advisory role in a global markets segment is preferred.
  • Good knowledge of Hong Kong, Asian regulations related to equities and global markets.
  • Strong analytical and problem-solving skills.
  • Strong communication and interpersonal skills.
  • Fluent in English.
  • Fluency in Cantonese and/or Mandarin is preferred.
  • Experience working for a large international institution preferred.

Next steps:

To express your interest in this opportunity, don’t delay; please click apply now.

Tell me more

  • Location: South West Kowloon
  • Rate: 150,000 HKD per month
  • Work Pattern: Standard business hours
  • Start Dates: ASAP
  • Duration: 6 months