What’s the role? As a part of Regulatory and Legal Support team, Incumbent will be helping clients to manage their enterprise-wide business, technology, financial, regulatory and legal risks and compliance on a sustained basis.


Your day-to-day activities will include 

  • Possess an understanding of the U.S. or International Banking and Securities industry
  • Demonstrate knowledge of key regulatory and legal risks including, but not limited to, Counterparty Credit Risk, Market Risk, Operational Risk, and Liquidity Risk
  • Understand risk mitigation techniques like design, implementation, and testing of controls based on COSO framework
  • Familiar with Financial statements, Capital adequacy and Liquidity risk management reporting; US reports (like FR Y9C, FFIEC 101, FR Y14Q, FR Y14M etc.) or international reports framework (MiFID, EMIR, FINREP or COREP)
  • Understanding of regulatory reporting technology infrastructure (like data sources; aggregation and reporting applications and processes; etc.)
  • Familiar with development of business/functional requirements, technical specifications, data dictionaries, system and process workflows, etc.
  • Demonstrate ability to work with subject matter experts in key areas of risk management to perform capability gap assessment, design target operating model and implementation strategy
  • Showcase good project management skills and knowledge of MS Project or similar tools
  • Demonstrate stakeholder management, problem solving, and strong verbal and written communication skills required to work directly with client
  • Master’s degree in Finance or Chartered Accountant – preferred
  • Bachelor’s degree (Management Studies / Engineering / Commerce / Science) with relevant experience may also be considered


What Knowledge, Skills & Experience We Need

Preferred Certification

  • FRM
  • CFA
  • PMP


  • Handling a regulatory examination (like S166, MRA/MRIAs etc.) and related remediation
  • Working for financial services consulting firm, a large bank, or broker-dealer
  • Working for the U.S. or International Banking or Capital Markets Regulator (e.g. SEC, CFTC, EBA etc.)


Next steps:

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Tell me more

  • Location: Hyderabad/Bangalore
  • Rate: Max up to 20 Lakhs INR
  • Work Pattern: Standard business hours
  • Start Dates: ASAP
  • Duration: Long term opportunities